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The classical Schlessinger conditions for the existence of a formally versal object are formulated for functors $$ F : \mathrm{Art}_k \to \mathrm{Set}, $$ with $F(k) = \{ * \}$. One requires that for every pair of morphisms of local Artin $k$-algebras $$ A' \to A, \quad A'' \to A, $$ and every object $X \in F(A)$, the natural map $$ F(A' \times_A A'') \;\longrightarrow\; F(A') \times F(A'') \tag{$\ast$} $$ satisfies: - (S1a) Surjective when $A'' \to A$ is a small extension. - (S1b) Bijective when $A = k$, $A'' = k[\epsilon] := k[\epsilon]/(\epsilon^2)$. In this case $F(k[\epsilon])$ acquires a $k$-vector space structure. The last condition is - (S2) $\dim_k F(k[\epsilon]) < \infty.$ In practice, these conditions are often checked by identifying $F$ with a cohomology group (e.g. for curves, $H^1(C, T_{C/k})$), and obstructions with $H^2=0$. This works because every surjection of local, Artin rings can be factored into a finite composite of square-zero extension, and square-zero extensions are encoded by these cohomology groups.

In Versal deformations and algebraic stacks, Artin generalizes these conditions: he requires that $(\ast)$ be surjective for every pair $(A'' \to A, A' \to A)$ where $A' \to A$ is a square-zero extension of Noetherian $k$-algebras with kernel $I$ satisfying $I^2 = 0$ and $A'' \to A_{\mathrm{red}}$ is a surjection of Noetherians factoring as $A'' \to A \to A_{\mathrm{red}}$.

Here is my problem: the condition on $A'' \to A$ is so weak that there is no obvious connection to square-zero extensions and so the link with cohomology seems lost. For instance, for the moduli functor of smooth projective curves, I do not see how to prove surjectivity of $(\ast)$ without the usual identification with $H^1(C, T_{C/k})$.

To add context, Artin ends his paper by stating that these conditions hold for the moduli stack of surfaces of general type, calling this “standard,” but without a references or proof, so maybe I am missing something obvious or did not understand his definition.

Question. What is the general strategy for verifying Artin’s version of Schlessinger’s conditions? Can these checks somehow be reduced to the nilpotent case, or is there a different conceptual approach?

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    $\begingroup$ Welcome new contributor. There are quite a few papers after Artin’s paper that expand on, simplify, correct and generalize that article. I recommend the articles by Hall and Rydh. $\endgroup$ Commented Aug 23 at 22:51

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Short answer: Artin's conditions and Schlessinger's conditions address two distinct steps in constructing a moduli space.

A formal moduli problem (following Lurie and Pridham) is a functor $$F: \mathsf{dgArt}_k \to \mathsf{sSet}$$ that is infinitesimally cohesive, meaning it preserves homotopy pullbacks along nilpotent surjections. This property abstractly encodes the Schlessinger conditions, ensuring the functor is prorepresented by a (possibly derived) complete local ring $R$. Verifying this is a cohomological problem: one shows the tangent space is finite-dimensional and that the relevant cohomology groups control the obstructions.

Artin's algebraization theorem rather then addresses the effectivity problem: is the prorepresenting ring $R$ the completion of a finite-type $k$-algebra? Artin's version of the Schlessinger condition, which requiring surjectivity for a square-zero extension $A' \to A$ and an arbitrary finite-type surjection $A'' \to A_{\text{red}}$, is not a weakened lifting property. It is an approximability or constructibility condition. It ensures the formal deformation can be "algebraized" by testing that the functor behaves well with respect to gluing infinitesimal data ($A'$) with "large" geometric data ($A''$).

Thus, we have the two separate:

  1. Formal Versality (Cohomology): Verify the functor is a formal moduli problem using cohomology ($H^1$ as the tangent space, $H^2$ for obstructions). This builds the formal object.
  2. Algebraization (Geometry): Verify Artin's conditions. This is not a reduction to the nilpotent case, it is a geoemtric step. We often do this by embedding the moduli problem into a Hilbert or Quot scheme, where the condition follows from descent theory. This builds a finite-type approximation of the formal object.

For curves, step 1 uses $H^1(C, T_C)$ and $H^2(C, T_C)=0$. Step 2 uses the theory of stable curves. Artin's "standard" remark for surfaces of general type refers to this established geometric strategy for the second step, which applies even when the deformation theory is obstructed.

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